arXiv:2607.11892cs.CLcs.AI2026-07

将核电事故人因分析指南转化为可审计的推理流程,提升诊断准确性与逻辑一致性。

G-SHARE: A Guideline-Based Structured Reasoning Framework for Human-Factor Event Diagnosis

论文配图:G-SHARE: A Guideline-Based Structured Reasoning Framework for Human-Factor Event Diagnosis
图 1 · 摘自论文原文
  • 基于九步诊断指南构建多阶段推理框架,分步提取证据并生成中间推理由。
  • 在真实核电事件报告上测试,最优版本准确率与宏平均F1均显著超越基线模型。
  • 适合安全关键领域的人因事故智能分析,尤其适用于需逻辑严谨性的场景。

人因事件诊断对核电站运行事件的学习至关重要,但其质量高度依赖专家对叙述性报告和指导原则的解读。现有数据驱动或单次提示的大语言模型方法常缺乏结构化推理,与正式诊断指南对齐不足,且可能产生逻辑矛盾的结论。为此,本文提出G-SHARE,一个将CNNP九步人因事件诊断指南转化为多阶段诊断流水线的指导性结构化推理框架。该框架包含证据抽取、逐步诊断推理与事后一致性修复三个模块,支持显式使用报告证据、生成中间推理过程,并对诊断输出进行逻辑验证。研究从中国核工业来源构建了真实人因事件报告数据集,并用领域专家标注的黄金标准子集进行评估。结果表明,G-SHARE显著优于单次提示和传统机器学习基线,最强版本在整体准确率和宏平均F1上均达到最佳。消融实验进一步表明,在弱提示条件下,结构化推理与一致性约束对稳健诊断尤为关键。研究证明,将专家诊断指南转化为可审计的推理流程具有重要价值,为安全关键行业的人因智能分析提供了可行路径。

原文摘要 · Abstract (English)

Human-factor event diagnosis is essential for learning from operational events in nuclear power plants, yet its quality depends strongly on expert interpretation of narrative reports and guideline-based reasoning.Existing data-driven or one-shot large language model approaches often lack structured reasoning, have limited alignment with formal diagnostic guidelines, and may generate logically inconsistent conclusions. To address this issue, this study proposes G-SHARE, a guideline-based structured reasoning framework that operationalizes the CNNP nine-step human-factor event diagnosis guideline into a multi-stage diagnostic pipeline.The framework consists of evidence extraction, stepwise diagnostic reasoning, and post-hoc consistency repair, enabling explicit use of report evidence, intermediate rationale generation, and logical validation of diagnostic outputs. A dataset of real human-factor event reports was constructed from Chinese nuclear industry sources, and a gold-standard subset annotated by domain experts was used for evaluation. Results show that G-SHARE substantially outperforms one-shot prompting and traditional machine learning baselines, with the strongest version achieving the best overall accuracy and macro-F1. Ablation results further indicate that structured reasoning and consistency enforcement are critical to robust diagnosis, especially under weak prompting conditions. The findings demonstrate the value of transforming expert diagnostic guidelines into auditable reasoning workflows, providing a practical pathway for intelligent human-factor analysis in safety-critical industries.

人因分析结构化推理核电安全诊断框架

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