arXiv:2607.24826cs.IRcs.MA2026-07

Aethel通过图检索实现多跳金融尽调,精准定位分散的财务信息。

Aethel: A Reproducible Graph-Retrieval Framework for Multi-Hop Financial Diligence

  • 构建实体-片段图,用双重视觉传播路径追踪信息
  • 在2WikiMultiHopQA上达HR@5 100.0%,MuSiQue上88.5%
  • 适合需要可解释多跳推理的金融分析场景

私募股权二级交易需快速整合碎片化、非结构化的财务披露信息,关键指标及其实体锚点分布于无重叠词汇的独立文档中。我们提出Aethel,一个可复现的框架,结合双边个性化页面排序图检索与共指感知的双边共指跳跃层,以及协作专家代理架构。Aethel将语料建模为实体-段落图,通过显式关系路径传播相关性,支持多跳金融尽调。在MuSiQue和2WikiMultiHopQA验证集的200个问题样本上评估检索层,对比稀疏词法、密集双编码器、基础图检索及共指感知图检索。Aethel在2WikiMultiHopQA上达到HR@5 100.0%,MuSiQue上88.5%,在覆盖度上优于基础图检索,但牺牲了高排名精度。在4,123段财务披露语料上评估发现,图检索在多跳召回上优于密集检索,但在开放语料规模下未超越强基线BM25。结果表明,基于图的检索提供可解释的多跳证据路径,随语料规模增长降级更平稳,其优势强烈依赖于语料规模与实体索引质量。代码与评估数据已公开以保证可复现性。

原文摘要 · Abstract (English)

Secondary private equity transactions require rapid synthesis of fragmented, unstructured financial disclosures, where critical metrics and their entity anchors are distributed across disjoint documents with limited lexical overlap. We present Aethel, a reproducible framework that combines bipartite Personalized PageRank graph retrieval with a coreference-aware Bipartite Coreference Teleportation layer and an orchestrated specialist-agent architecture. Aethel models corpora as entity-passage graphs and propagates relevance through explicit relational paths to support multi-hop financial diligence. We evaluate the retrieval layer on 200-question samples from the MuSiQue and 2WikiMultiHopQA validation sets, comparing sparse lexical, dense bi-encoder, vanilla graph, and coreference-aware graph retrieval. Aethel achieves HR@5 of 100.0% on 2WikiMultiHopQA and 88.5% on MuSiQue, improving coverage over vanilla graph retrieval while trading off top-rank precision. We also evaluate retrieval over a 4,123-chunk corpus of financial disclosures and find that graph retrieval outperforms dense retrieval on multi-hop recall but does not surpass a strong BM25 baseline at open-corpus scale. The results show that graph-based retrieval offers interpretable multi-hop evidence paths and degrades more gracefully than dense retrieval as corpus size grows, while also demonstrating that its advantage depends strongly on corpus scale and entity-index quality. Code and evaluation artifacts are released for reproducibility.

金融尽调图检索多跳推理可复现

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