arXiv:2608.01357cs.LG2026-08被引 1

从比特复杂度看神经网络是否真能突破维度诅咒

Do Neural Networks Really Beat the Curse of Dimensionality? A Bit-Complexity View

  • 用二进制编码和度量熵统一衡量逼近效率
  • 比特层面下传统方法多不如神经网络,但无本质超越
  • 所谓维度无关率实为函数类复杂度差异所致

传统逼近理论以参数量衡量收敛速度,但实际计算受限于有限精度——参数需用有限比特编码。因此,逼近效率应以计算比特复杂度评估,这与函数类的度量熵直接相关。本文基于二进制编码与度量熵构建统一逼近框架,分析多项式逼近、稀疏网格、有限元及浅层/深层神经网络,比较具有相似度量熵函数类的逼近率。结果表明:以比特计时,多数经典方法普遍次优;而神经网络表现差异源于函数类复杂度,非架构优势。当以比特衡量时,无方法能超越经典方法的逼近阶。许多看似神经网络的优势,如维度无关率和超收敛现象,实为函数类复杂度差异所致。因此,传统维度诅咒具有误导性,根本限制实为比特复杂度,由度量熵决定。

原文摘要 · Abstract (English)

Traditional approximation theory measures convergence rates in terms of the number of parameters or degrees of freedom. However, practical computation operates under finite precision: parameters must be encoded using a finite number of bits. Therefore, approximation efficiency should be evaluated in terms of computational bit complexity, which is intrinsically connected to the metric entropy of the underlying function class. In this work, we develop a unified approximation framework based on binary encoding and metric entropy. We analyze classical methods (including polynomial approximation, sparse grids, and finite elements) as well as shallow and deep neural networks, and compare their approximation rates for function classes with comparable metric entropy. We observe that, when evaluated in terms of bits, most classical methods are in general suboptimal relative to the intrinsic limits dictated by metric entropy, while neural network methods may exhibit different behaviors. We show that when complexity is measured in bits rather than parameters, no method fundamentally exceeds the approximation order achieved by classical approaches. Our results also indicate that many seeming advantages of neural networks, including dimension-independent rates and superconvergence phenomena, stem from differences in function class complexity rather than intrinsic architectural superiority. In this sense, the traditional curse of dimensionality can be misleading; the fundamental limitation is instead a curse of bit complexity, governed by metric entropy.

逼近理论比特复杂度神经网络度量熵

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