arXiv:2608.10601cs.CYcs.AI2026-08

厘清推理能力不决定法律管辖范围,且无推理也不等于免责。

Inferential Capability Does Not Determine Legal Scope

  • 区分推理的构成性与保护性功能,提出三类影响路径。
  • 指出代理架构使法律边界冲突凸显,需新规则应对复合效应。
  • 建议采用可组合性测试和文档义务,适配复杂推理链条。

欧盟数字法中两项核心制度均以推理为中心,但含义不同。《人工智能法案》第3(1)条将推理能力作为界定监管对象的根本标准;而GDPR虽未定义推理,却通过个人数据处理及其对个体的影响来实施保护,无论技术是否属于AI系统。二者边界并非重叠,单次系统下此差异隐而不显,但代理型架构使其在实践中变得关键。本文主张:推理能力不决定法律范围,缺乏推理也不免除责任。提出双层框架:推理承担构成与保护双重功能,保护功能通过识别、归因与决策三条路径实现。复合性非第四路径,而是架构维度,由覆盖范围、持续性与可审查性决定,正被代理架构改变。三个核心概念——推理阈值、推理范围与推理链——对应责任链条。法规(EU)2026/1744保留了构成性标准,并引入对影响未来操作输入的输出予以规制,但未提供聚合规则。本文提出解释性规则——组合效应测试,用于确定《GDPR》第22条下的决策单元,分配举证责任,并制定与推理链匹配的文档义务。

原文摘要 · Abstract (English)

Two instruments of EU digital law place inference at their centre and mean different things by it. Article 3(1) of the AI Act uses the capability to infer constitutively: it is the central feature separating the regulated category from conventional software. The GDPR never defines inference, yet governs it protectively: the consequences follow from the processing of personal data and from what the inference says about, or does to, a person, whether or not the technology that produced it qualifies as an AI system. The two perimeters are not concentric. Their non-coincidence remained invisible in single-shot systems; agentic architectures make it operationally acute. The thesis: inferential capability does not determine legal scope, and its absence does not create immunity. The framework is two-level. Inference performs two legal functions, constitutive and protective; the protective function operates through three pathways - identificatory, attributive and decisional. Composition is not a fourth pathway but a cross-cutting architectural dimension which, with reach, persistence and reviewability, is what agentic architectures modify. Three concepts support it: the inferential threshold, the inferential reach and the inferential chain, mapped onto the chain of imputation. Regulation (EU) 2026/1744 left the constitutive criterion untouched and inserted a provision contemplating outputs that influence the inputs of future operations, without supplying any rule of aggregation. The article proposes an interpretive rule, a compositional-effects test identifying the decision unit under Article 22 GDPR together with the allocation of the burden of establishing it, and documentation duties calibrated to inference chains.

法律合规推理机制AI监管GDPR

Thank you to arXiv for use of its open access interoperability. PaperDance 不是 arXiv 官方产品;中文卡片由大模型生成,请以原文为准。