判断是否存在不可忽略的全局因子,关键看各组载荷是否成比例。
When Is a General Factor Distinguishable? Non-Proportionality, Stable Structure, and the Bifactor Decision

- 通过群体载荷比例关系判定因子结构可区分性
- 三题每组+弱正则性下可排除多因子模型拟合
- 适用于探索性因子分析中结构稳定性检验
一个额外的全局维度是否必要,取决于总体协方差矩阵的性质,而非估计方法或设计。本文揭示了该性质可被判定的条件:当每个簇内全局与组载荷成比例时,双因子结构与相关因子结构在协方差上等价,样本量无法区分(命题1);当所有簇均不满足比例性,且每簇至少三个题项、具备一定正则性时,任何具有对角唯一性的K因子模型均无法复现该协方差矩阵(定理1);介于二者之间存在混合边界,其位置由簇的抗干扰能力决定。可区分性因此呈渐进式,以总体到K因子类的距离衡量。由于该问题依赖于本身不确定的一阶结构,本文提出两步法:仅在相邻因子数下结构重复出现时才输出结果,否则视为合法未收敛。模拟显示,一致计数可能伴随结构无法重现,局部依赖被吸收后可模仿全局因子,误差随样本量增大而增长,但稳定指标仍保持清洁。四个实证数据集展示了可能结果。
原文摘要 · Abstract (English)
Whether an additional general dimension is necessary beyond correlated first-order factors is a property of the population covariance matrix, not of any estimator or design. This research establishes when that property can be decided. Where the general and group loadings are proportional within every cluster the bifactor structure is covariance-equivalent to correlated factors, so no sample size separates them (Proposition 1); where that proportionality fails in every cluster, three items per cluster and some mild regularities leave no $K$-factor model with diagonal uniquenesses able to reproduce the covariance matrix (Theorem 1); and between them lies a mixed boundary, located numerically here and turning on cluster resistance. Distinguishability is therefore graded, measured by the population distance to the $K$-factor class. Because that question is conditional on a first-order structure which is itself uncertain, a two-step procedure is developed within partially exploratory factor analysis, delivering a structure only when it reproduces across adjacent counts and treating non-delivery as legitimate. Simulation shows that a unanimous count can accompany a structure that fails to reproduce, and that absorbed local dependence can imitate a general factor, the error growing with sample size while stability indicators stay clean. Four empirical datasets illustrate the possible outcomes.
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