arXiv:2608.12108cs.LG2026-08

用函数空间方法提升联邦学习在异构数据下的鲁棒性

Beyond Parameter Space: NTK-Guided Personalized Aggregation for Robust Federated Learning

论文配图:Beyond Parameter Space: NTK-Guided Personalized Aggregation for Robust Federated Learning
图 1 · 摘自论文原文
  • 基于NTK的函数空间相似性评估客户端更新
  • 在5个数据集上优于9种基线方法,显著提升性能
  • 适合处理数据异构、存在异常客户端的场景

联邦学习可在保持数据本地化的同时实现跨客户端协同训练。核心挑战在于如何判断哪些客户端更新对每个客户端的目标域有益。现有方法通常在参数空间中比较模型参数或梯度,但参数相似性可能无法准确反映预测行为,尤其在非独立同分布(non-IID)数据下。因此,与目标域不匹配的更新(如由异构数据或故障客户端引起)可能导致本地模型性能下降。本文提出LIGHTYEAR框架,在函数空间中进行更新选择。它利用神经正切核(NTK)计算一致性评分,以刻画预测行为,并为每个客户端个性化选择聚合集。通过将模型参数与局部预测响应关联,NTK提供了比单纯参数空间相似性更优的筛选标准。由于传统中心化联邦学习中函数空间信息无法在聚合前获取,LIGHTYEAR采用点对点(P2P)拓扑,客户端直接交换更新,并在私有验证数据上评估接收模型。每个客户端仅选择对其目标域有益的更新,再通过正则化规则聚合,提升异构环境下的稳定性。在五个数据集和九种基线方法上,LIGHTYEAR始终优于中心化联邦学习基线及现有P2P方法。

原文摘要 · Abstract (English)

Federated learning (FL) enables collaborative model training across distributed clients while keeping data local. A central challenge is determining which client updates are beneficial for aggregation with respect to each client's target domain. Existing methods typically address this problem in parameter space by comparing model parameters or gradients. However, parameter-space similarity can be a poor proxy for predictive behavior, especially under heterogeneous, non-IID data. Consequently, updates that are misaligned with a client's target domain, including those caused by heterogeneous data or malfunctioning clients, may degrade local model performance. We propose Local Inference Guided Aggregation for Heterogeneous Training Environments to Yield Enhancement Through Agreement and Regularization (LIGHTYEAR), a federated learning framework that performs update selection in function space. LIGHTYEAR uses an NTK-based agreement score to characterize predictive behavior and determine a personalized aggregation set for each client. By relating model parameters to local predictive responses, the Neural Tangent Kernel (NTK) provides a more expressive criterion for update selection than parameter-space similarity alone. Because function-space information is not available before aggregation in conventional centralized FL, LIGHTYEAR uses a peer-to-peer (P2P) topology in which clients exchange updates directly and evaluate incoming models on private validation data. Each client selects only updates that are beneficial for its own target domain and aggregates them using a regularized rule that improves stability under heterogeneity. Across five datasets and nine baseline methods, LIGHTYEAR consistently outperforms centralized FL baselines and existing P2P approaches.

联邦学习异构数据NTK个性化聚合

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