融合不确定性工具在法律预测中不如直接用大模型,关键价值是可信决策而非更准预测。
Calibrated Trust, Not Sharper Prediction: An Empirical Test of Uncertainty Fusion
- 将大模型与贝叶斯、戴明-沙弗等融合,反而加剧校准误差
- 融合后对歧视案件的预测性能未提升,原始模型已最优
- 真正价值在于用置信度筛选可自动化案件,降低错误率
本文在1000个真实欧洲人权法院案例(来自LexGLUE和FairLex)上测试了多种不确定性融合方法(证据图+信念传播、贝叶斯序贯更新、戴明-沙弗组合、置信区间预测)在案件结果预测中的效果。对比了两个前沿大模型(Claude Opus 4.8 和 GPT-5.5)作为逐事实证据估计器的三种方案:(A) 原始大模型,(B) 经融合管道处理的大模型,(C) 词频基线通过相同管道。共进行约4750次测试发现:(1) 在歧视类案件中,融合管道未提升性能(AUROC约0.83),直接使用大模型是最强判别器;(2) 朴素组合大模型与贝叶斯、戴明-沙弗融合使校准误差翻倍(ECE从约0.16升至0.46),源于先验不匹配;(3) 戴明-沙弗在长链推理中极度不安全,低准确率下仍高自信地输出错误标签,建议移除;(4) 管道真正价值在操作层面:经剔除戴明-沙弗、重新校准并应用类别条件风险控制后,系统实现96.8%自动通过率,仅0.5%错误漏过,96.3%被标记审查,远优于未调参基线(85.9%/3.8%/72.1%)。法律领域中,融合管道的价值在于校准信任,而非更锐利的预测。
原文摘要 · Abstract (English)
A recurring proposal in legal AI is to improve case-outcome prediction by fusing uncertainty tools (evidence graphs with belief propagation, sequential Bayesian odds updating, Dempster-Shafer combination, and conformal prediction) into one pipeline. We test this on 1,000 real European Court of Human Rights cases from LexGLUE and FairLex, predicting whether the Court found a Convention violation from the case's fact paragraphs. We compare three families across two frontier LLMs (Claude Opus 4.8 and GPT-5.5) as per-fact evidence estimators: (A) the raw LLM, (B) the LLM routed through the fusion pipeline, and (C) a term-frequency baseline through the same pipeline. Across roughly 4,750 tests we find: (1) on discrimination (AUROC around 0.83) the pipeline yields no improvement over either the raw LLM or the baseline; a frontier LLM used directly is the strongest single discriminator. (2) Naively composing an LLM with Bayesian-odds and Dempster-Shafer fusion more than doubles calibration error (ECE from about 0.16 to 0.46) via a prior-mismatch mechanism that replicates across both models. (3) Dempster-Shafer fusion is actively unsafe on long chains, committing confidently to wrong labels at below-chance accuracy; we recommend removing it. (4) The pipeline's genuine value is operational: routed through a conformal selective-prediction layer, the system decides which cases to automate and which to escalate. After removing Dempster-Shafer, recalibrating, and applying class-conditional risk control on the full 1,000-case set, the tuned engine auto-clears at 96.8 percent accuracy with 0.5 percent errors escaping and 96.3 percent caught for review, versus 85.9 / 3.8 / 72.1 for an untuned baseline. The contribution of such pipelines in law is calibrated trust, not sharper prediction.
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