arXiv:2608.15101cs.AI2026-08

构建政策模拟新基准,捕捉政策引发的系统性连锁反应。

Second-Order Policy Effects as State Transitions: A Source-Linked Benchmark for Policy Simulation

  • 提出用状态转移建模政策的二级效应,突破静态评估局限。
  • 在96个案例中实现0.945的平均效果质量,显著优于基线模型。
  • 适合政策设计者、公共管理研究者及系统性风险评估人员。

政策评估常仅关注直接效益与成本,将制度环境视为固定不变。实际上,政策会改变其作用的系统:行为者适应、执法能力变化、负担转移、新均衡形成于捕获、博弈、合规表演、不可逆性及修复成本之中。本文将此现象形式化为二级政策效应预测,并提出一个源链接基准用于政策模拟。该基准包含8个领域、4类行动(实施、修改、试点、阻断)共96个命名公共政策案例,每个案例提供收益、捕获、博弈、负担转移、不稳定性、不确定性、不可逆性、分配风险和执行能力等状态变量及来源定位。模拟器根据案例表重生成结果,且不读取专家动作目标。通过基于协议的通道审计,报告召回率、精确率、F1式效率及关键通道压力诊断,避免以全面覆盖误判为真实验证。侧效应模拟器平均政策效果质量达0.945,优于风险登记基线(0.838)和因果环基线(0.879),优势集中于侧效应召回与整体过渡评分;在精确动作选择上未超越最佳结构基线。证据仍基于基准,但支持有限结论:状态转移变量使政策模拟器更敏感于下游制度影响。

原文摘要 · Abstract (English)

Policy evaluation often estimates direct benefits and costs while treating the institutional environment as fixed. In practice, a policy changes the system it enters: actors adapt, enforcement capacity shifts, burdens move, and new equilibria form around capture, gaming, compliance theater, irreversibility, and repair costs. We formalize this as second-order policy-effect prediction and present a source-linked benchmark for policy simulation. The benchmark contains 96 named public-policy cases across eight domains and four balanced action classes: implement, modify, pilot, and block. Each case includes source locators and state variables for benefit, capture, gaming, burden shift, instability, uncertainty, irreversibility, distributional risk, and implementation capacity. The runner regenerates method outputs and aggregate results from the case table, and the simulator never reads the expert action target. We report a protocol-based transition-channel audit with recall, precision, F1-style efficiency, and selective top-channel stress diagnostics, so universal channel coverage is not mistaken for field validation. The side-effect simulator achieves mean policy-effect quality of 0.945, compared with 0.838 for the risk-register baseline and 0.879 for the causal-loop baseline. Its advantage is concentrated in side-effect recall and aggregate transition scoring; it does not dominate the best structured baselines on exact policy-action choice. The evidence remains benchmark-based, but supports a bounded claim: transition-state variables make policy simulators more sensitive to downstream institutional effects.

政策模拟系统效应基准测试二级效应

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