arXiv:2608.15417cs.CYcs.AI2026-08

构建可比的国家AI治理框架,评估政策设计与实施准备度。

An Evaluation Framework for National AI Regulation

论文配图:An Evaluation Framework for National AI Regulation
图 1 · 摘自论文原文
  • 以版本化官方文件组合为评估对象,而非单一法规
  • 覆盖AI全生命周期风险,评估机构执行能力与公众保护机制
  • 提供可追溯、透明的跨国政策对比,适合政策研究者使用

各国通过法律、机构、资助计划和非约束性指导来塑造AI的发展与应用。由于不同政策形式(如强制规则与详细自愿框架)可能解决相同问题但产生不同责任,且实施资源需求因司法管辖区而异,比较这些国家路径十分困难。本文提出一个评估框架,用于分析中国、印度、日本、新加坡、韩国、英国和美国的国家AI政策设计与实施准备度,并将欧盟作为超国家比较参照。该框架评估的是一组版本化的官方文件,而非单一主导法律或战略。其标准包括:政策组合是否覆盖重大AI风险、相关机构能否落实承诺;是否涵盖AI全生命周期,以及对受AI系统影响人群的保护程度;此外还单独评估公共利益与负责任创新。每个子标准采用有序锚点打分,并关联具体条文支持判断。评估流程记录资料来源、缺失证据、纳入文件及截止日期,确保结果可追溯。该框架仅评估政策文本内容,不涉及执法成效或实际政策结果。

原文摘要 · Abstract (English)

Governments use laws, institutions, funding programs and nonbinding guidance to shape how AI is developed and used. Comparing these national approaches is difficult. A binding rule and a detailed voluntary framework can address the same problem but create different duties. The resources needed to carry them out also differ by jurisdiction. This paper develops an evaluation framework for the documented design and implementation readiness of national AI policy. The comparison covers China, India, Japan, Singapore, South Korea, the United Kingdom and the United States. The European Union is included as a supranational comparator. The framework evaluates a versioned portfolio of official instruments rather than one prominent law or strategy. Its criteria ask whether the portfolio governs serious AI risks and whether responsible institutions can implement its commitments. They examine coverage across the AI lifecycle and the protections available to people affected by AI systems. Public benefit and responsible innovation remain a separate part of the assessment. Each sub-criterion is scored through ordered anchors and tied to the provision that supports the judgment. The protocol also records the source search, missing evidence, included instruments and cutoff date. The result is a traceable comparison of policy content that keeps category differences visible. It evaluates what a portfolio provides on paper. It does not estimate enforcement success or policy outcomes.

AI治理政策评估国际比较

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