arXiv:2608.15665cs.LG2026-08

通过大学习率实现高效零阶微调,稳定提升大模型训练效果。

SubZero+: Efficient Zeroth-Order LLM Fine-Tuning via Large Learning Rates

论文配图:SubZero+: Efficient Zeroth-Order LLM Fine-Tuning via Large Learning Rates
图 1 · 摘自论文原文
  • 在层内低秩子空间中多查询估计梯度,降低方差
  • 使用自适应子空间优化器,学习率范围扩大3倍以上
  • 适合追求高效微调且资源受限的研究者和工程师

零阶(ZO)优化可实现无需反向传播的大语言模型微调,但现有方法因梯度估计方差高,导致收敛不稳定且对学习率敏感。本文提出SubZero+,在三个互补方向改进:(i) 在层特定的低秩子空间中进行多查询梯度估计,降低方差且避免多查询悖论;(ii) 设计子空间Adam优化器,利用子空间内多查询梯度统计进行自适应更新;(iii) 对QR分解构建子空间时引入符号修正,确保投影矩阵服从哈尔分布,消除实现依赖的朝向歧义。在1.3B至32B参数量模型上,覆盖SuperGLUE数据集,全参数与LoRA两种场景下,SubZero+均持续优于已有零阶基线,显著扩大稳定学习率范围,缩小与一阶方法差距,仅增加极少内存开销。

原文摘要 · Abstract (English)

Zeroth-order (ZO) optimization enables backpropagation-free fine-tuning of large language models, but existing ZO methods suffer from high-variance gradient estimators, making convergence unstable and highly sensitive to learning rates. We propose SubZero+, an improved SubZero framework that improves stability in three complementary ways: (i) multi-query gradient estimation within layer-specific low-rank subspaces to reduce variance without exhibiting the multi-query paradox; (ii) a subspace Adam optimizer that performs adaptive updates using in-subspace multi-query gradient statistics; and (iii) a sign correction for QR-based subspace construction to ensure Haar-distributed projection matrices, eliminating implementation-dependent orientation ambiguity. Experiments on models from 1.3B to 32B across SuperGLUE, under both full-parameter tuning and LoRA, show that SubZero+ consistently outperforms prior ZO baselines, enlarges the stable learning-rate range, and narrows the gap to first-order methods with minimal extra memory overhead.

零阶优化大模型微调高效训练低秩子空间

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