arXiv:2608.16612eess.SPcs.AI2026-08

用无标签数据预训练,1%有标签数据下实现高精度电池健康度估计

Degradation-Aligned Self-Supervised Learning for State of Health Estimation of Lithium-Ion Batteries under Label Sparsity

论文配图:Degradation-Aligned Self-Supervised Learning for State of Health Estimation of Lithium-Ion Batteries under Label Sparsity
图 1 · 摘自论文原文
  • 通过循环顺序排序任务从无标签数据中学习老化一致特征
  • 仅用1%不均匀分布标签数据,测试误差MAE为1.718%,RMSE为2.329%
  • 适合真实场景中标签稀缺的电池健康度评估应用

精确的电池健康状态(SOH)估计是保障电池系统安全与高效运行的基础。尽管数据驱动方法表现优异,但通常需要大量高质量的带标签循环数据,而实际中此类标签往往数量稀少且覆盖不全。为此,本文提出一种基于卷积神经网络-门控循环单元(CNN-GRU)的退化对齐自监督学习(SSL)框架,通过循环顺序排序作为预训练的前置任务,从无标签数据中学习与老化过程一致的表示,从而在少量标注数据上微调后仍能实现鲁棒的SOH估计。实验表明,该基于排序的自监督方法使预训练模型成功获取了无标签数据中的退化对齐信息;即使仅有1%不均匀分布的标注训练数据,模型在测试电池上仍可达到MAE 1.718%和RMSE 2.329%的精度。此外,本文还深入分析了标签分布对电池退化数据的影响。本工作为真实应用场景中标签稀缺下的锂离子电池SOH估计提供了新思路。

原文摘要 · Abstract (English)

An accurate estimation of the state of health (SOH) underpins a safe and optimized use of the battery system. Although compelling, data-driven SOH estimation models typically require large amounts of high-quality labeled cycling data, while in practice such labels are often sparse in both quantity and coverage. Therefore, in this work, we propose a degradation-aligned self-supervised learning (SSL) framework based on a convolutional neural network-gated recurrent unit (CNN-GRU) model, which learns aging-consistent representations from unlabeled data through a cycle-order ranking objective as the pretext task for pretraining, thereby enabling robust SOH estimation after fine-tuning on sparsely labeled data. Test results showcase that the proposed ranking-based SSL approach proves to endow the pretrained model with degradation-aligned information from unlabeled data, and after fine-tuning the model can carry out accurate, robust SOH estimation, even when only an extremely limited amount of 1% of unevenly distributed labeled training data is available, where the MAE of 1.718% and RMSE of 2.329% can be achieved on the test cell. In addition, in-depth analyses are presented regarding the influences of label distribution of battery degradation data. We believe this work could shed new light on SOH estimation of lithium-ion batteries under label sparsity in real-world applications.

电池健康度自监督学习小样本CNN-GRU

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