arXiv:2608.23311cs.CL2026-08中稿 · EMNLP

用输入侧正则化解决大模型策略优化的稳定与探索难题

Beyond the Stability-Exploration Dilemma: Environmental Regularization for LLM Policy Optimization

论文配图:Beyond the Stability-Exploration Dilemma: Environmental Regularization for LLM Policy Optimization
图 1 · 摘自论文原文
  • 将正则化从动作侧移到输入侧,通过查询分布约束控制训练漂移
  • 在六项数学推理任务上实现更优准确率和高温度解码下的稳定表现
  • 无需额外前向传播,兼容主流强化学习框架,适合长序列训练场景

大语言模型策略优化面临稳定与探索的权衡困境,当前依赖动作侧策略KL正则化,导致响应行为受限且消耗探索预算;若去除则缺乏显式漂移控制。本文提出环境正则化策略优化(ERPO),将正则化移至输入侧,引入查询KL(QKL)项以约束由当前策略引起的训练查询分布漂移。利用数据集静态参考分布生成的每查询权重,引导每次更新偏向参考分布下的典型查询。QKL梯度仅通过查询似然传播,不影响响应评分函数,因此不压制探索能力。ERPO可无缝嵌入GRPO/PPO/REINFORCE等流程,无需额外前向计算。在六项数学推理基准上,替换标准策略KL后,有效控制查询分布漂移,实现更高精度与更强稳定性,尤其在高温解码和长时程训练中表现显著。

原文摘要 · Abstract (English)

Policy optimization (PO) for Large Language Models faces a stability--exploration trade-off, currently mediated by an action-side Policy-KL regularizer. This puts practitioners in a double bind: keeping Policy-KL constrains response behavior and consumes the action-side exploration budget, while dropping it leaves the optimization without an explicit drift control. We argue for an alternative that breaks the dilemma by moving regularization to the input side. As training progresses, the distribution over training queries induced by the current policy drifts unchecked from its pre-RL reference distribution. Concretely, Environment-Regularized Policy Optimization (ERPO) introduces a Query-KL (QKL) term that bounds this query distribution shift, together with a dataset-static reference-derived per-query weight that biases each per-query update toward queries typical under the reference. The QKL gradient flows strictly through the query likelihood; the response score function used by policy-gradient estimators does not appear in the QKL term, so QKL exerts no direct gradient pressure on the response distribution---exploration is preserved. ERPO plugs into GRPO/PPO/REINFORCE-style pipelines without additional forward passes. On six mathematical reasoning benchmarks, ERPO replaces the standard Policy-KL regularizer while achieving effective control over query distribution drift, delivering stronger accuracy and substantially more stable behavior under high-temperature decoding and long-horizon training. Our source code are available at https://github.com/AlibabaResearch/ERPO

大模型优化强化学习正则化

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