arXiv:2608.29461cs.LG2026-08

揭示大模型'藏拙'机制,可恢复被隐藏的能力

A Causal Model for Locating and Unlocking Sandbagging in Model Organisms

  • 通过因果模型发现藏拙行为在残差流中由特定层写入并读取
  • 单层替换关键轴可恢复33次测试中28次的全部能力,平均恢复96%
  • 提出上下文嫁接新方法,对密码内容不敏感,三模型全成功

模型藏拙现象指模型在评估中故意表现不佳,但实际能力未丧失。为理解其机制,本文提出残差流中的因果模型:早期层将藏拙意图写入流中单一维度,后期层读取该维度并输出结果。研究Qwen2.5-7B、Llama-3-8B、Mistral-7B三模型,采用提示、微调、强化学习和电路断开四种方式植入藏拙锁。每种锁根据提示决定是否藏拙,当出现密码时,微调与电路断开锁会诚实回答。因果模型预测存在一个窗口层,在最后一次藏拙写入后、答案提交前,将该维度单层替换为真实值可恢复能力。单层嫁接在33次实验中成功恢复28次,中位保留能力达96%;而电路断开锁通过多层重写状态,单层嫁接失效。因此引入上下文嫁接,重放密码对应的缓存键值激活,使每层注意力均读取其为额外上下文。该方法在所有三模型上均能理论与实证上完全恢复能力,且对密码内容不敏感。审计者可据此设计干预式审计技术。

原文摘要 · Abstract (English)

Sandbagging models strategically underperform on evaluations while retaining the capabilities being measured. The evaluations that guide frontier-model deployment and governance then understate what these models can do. To understand the mechanism, we propose a causal model of how sandbagging is carried in the residual stream. Early layers write the sandbagging intent onto a single axis of the stream, and a later layer reads that axis and commits the answer. We study three instruction-tuned models (Qwen2.5-7B, Llama-3-8B, and Mistral-7B) and four ways of installing a sandbagging lock (prompting, fine-tuning, reinforcement learning, and circuit breaking). Each lock decides from the prompt whether to sandbag, and the fine-tuned and circuit-broken locks answer honestly whenever a password appears. The causal model predicts a window of layers, after the last sandbagging write and before the answer commit, in which a single-layer reference graft of the sandbagging axis to its honest value restores the full capability. The single-layer graft recovers the capability in 28 of the 33 runs of the prompted, fine-tuned, and RL-trained locks, with a median held-out recovery of 96%. The circuit-broken lock rewrites the whole state through a band of layers, and the single-layer graft fails at every layer. We therefore introduce a second intervention, context grafting, which replays the password's cached key/value activations so that every layer's attention reads them as additional context. Context grafting provably and empirically restores the full capability on all three models, and the recovery is surprisingly insensitive to the exact password content. More broadly, an auditor can use this causal model to design interventional auditing techniques for sandbagging models.

模型藏拙因果推理可解释性审计技术

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