arXiv:2608.30391cs.CLcs.AI2026-08中稿 · the Findings of th…

用扎根理论自动化分析上千条智能体轨迹,发现新行为模式。

Using Grounded Theory for Agent Behavior Analysis at Scale

论文配图:Using Grounded Theory for Agent Behavior Analysis at Scale
图 1 · 摘自论文原文
  • 用扎根理论三阶段编码自动构建行为分类体系
  • 在6个数据集上复现73%-91%的人工标注失败模式
  • 适合研究智能体真实行为的机器学习与开发人员

理解智能体行为需要可扩展至数千条轨迹的方法,并能在长而陌生的任务中发现新规律,传统预设分类器难以胜任。本文将社会科学研究中的扎根理论引入智能体轨迹分析:一种六十年历史的定性方法,具备严谨的饱和标准和可追溯的数据到理论路径。提出AutoTraceGT(基于扎根理论的自动化轨迹分析),首个面向多智能体的自动化扎根理论分析流水线。它通过迭代执行开放编码、轴心编码和理论编码直至饱和,生成针对每个任务定制的行为分类体系。在六个轨迹数据集上,AutoTraceGT生成的代码本恢复了73%-91%人工标注分类体系中的失败模式,并揭示了原分类体系遗漏的新模式。生成的理论叙事与专家已有认知一致。作为归纳特征空间,该代码本在下游失败预测任务中优于零样本与少样本大模型基线。结果表明,扎根理论为研究智能体实际行为提供了可扩展的分析工具。

原文摘要 · Abstract (English)

Understanding agent behavior requires methods that scale to thousands of trajectories and surface new patterns in long, often unfamiliar tasks where pre-built classifiers fall short. We propose to bring grounded theory into agent trajectory analysis: a six-decade-old qualitative method from the social sciences, with a principled saturation criterion and an auditable trail from data to theory. We propose AutoTraceGT (Automated Trace analysis through Grounded Theory), the first multi-agent pipeline that automates grounded theory on agent trajectories. It iteratively performs open, axial, and theoretical coding until saturation, producing a behavioral taxonomy tailored to each task. Across six trajectory corpora, AutoTraceGT produces codebooks that recover 73-91 percent of the failure modes in human-annotated taxonomies and surface additional patterns that those taxonomies miss. The emergent theoretical narrative aligns with prior expert accounts. Used as a deductive feature space, the codebook outperforms zero-shot and few-shot LLM baselines on downstream failure prediction. These results suggest Grounded Theory offers a scalable analytic tool for ML researchers and agent developers studying what agents actually do.

行为分析扎根理论智能体自动化

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