用规则中心点路由机制,提前筛选待执行动作涉及的政策条目。
Which Rules Matter Now? Policy-Centroid Routing Before an Intelligent System Acts

- 将每项政策压缩为语义中心点,匹配待执行动作的意图。
- 通过阈值判断触发多条政策需进入审查,输出审查清单而非审批结果。
- 验证了政策几何结构在识别适用规则中的有效性,揭示压缩的局限性。
在智能系统判断某行为是否合规之前,必须先明确该行为触及哪些政策条款。单一行动可能同时关联多个政策领域,其要求可能叠加、重叠或相互制约,但多数政策仍以自然语言表述,而行动本身仅是意图的不完整描述。核心问题并非判断,而是注意力分配。政策中心点路由机制在裁决前增加一层处理:将各政策领域的表述压缩为一个或多个代表性中心点,将待执行动作置于同一语义空间,应用预设度量标准,将超过阈值的政策领域路由至权威审查。多个政策可能同时触发,输出为审查议程,而非许可、禁止、合法、违规、合规、认证或执行决定。论文提出六个可验证命题,并设计七项后续研究,对比该假设与结构化工作流、词法与语义检索、层级与直接分类、以及在相同审查负担下的选择性预测效果,旨在识别政策几何结构在恢复适用条款中的优势,揭示压缩导致罕见或重叠义务丢失的情形,以及机制应主动回避的场景。论文包含一个合成示例,但未报告实证有效性结果。
原文摘要 · Abstract (English)
Before an intelligent system can decide whether an action is allowed, it must first know which rules the action has approached. A single proposed action can implicate several policy regimes at once. Their requirements may stack, overlap, or qualify one another, yet many remain written in natural language while the action itself arrives as an incomplete description of intent. The first problem is not judgment. It is attention. Policy-centroid routing creates a layer before adjudication. It compresses expressions within each policy regime into one or more representative centroids, places the proposed action in the same semantic space, applies a declared measure, and routes every regime crossing a declared threshold to authoritative review. Several regimes may trigger at once. The output is a review agenda, not permission, prohibition, legality, breach, compliance, certification, or enforcement. The paper develops six falsifiable propositions and seven follow-on studies comparing the hypothesis with structured workflows, lexical and semantic retrieval, hierarchical and direct classification, and selective prediction under matched review burden. The studies are designed to identify where policy geometry recovers applicable regimes, where compression loses rare or overlapping obligations, and where the mechanism should abstain. The paper includes a synthetic worked example and reports no empirical efficacy result.
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