arXiv:2609.03760cs.ROcs.SE2026-09

为自动驾驶仿真可信度建立风险分级评估框架,提升安全决策可靠性

Virtual Testing of Automated Driving Systems through Credible Simulations

  • 基于风险分级思想构建仿真工具链可信度评估体系
  • 根据仿真用途设定差异化的可信度阈值,支持不同阶段决策
  • 融合验证、敏感性分析与全生命周期管理,适用于复杂仿真环境

仿真在道路运输安全决策中日益重要,尤其用于自动驾驶系统(ADS)的评估与认证。由于ADS行为复杂且运行设计域广泛,仅依赖物理测试不现实,虚拟测试(VT)成为审批阶段的主要手段。然而,仿真结果的可信度面临严峻挑战。当前主流的验证为主方法在复杂多工具仿真环境中难以扩展。本文提出一种基于风险的仿真工具链可信度评估框架,借鉴NASA STD-7009等安全关键领域经验。该框架将可信度要求与仿真输出的使用目的及支持决策的安全重要性挂钩,整合工具链管理、建模假设与限制、验证、验证和敏感性分析,形成全生命周期评估方案。可信度接受标准按比例设定,区分探索性安全分析、部分决策支持和替代物理测试等不同用途。该方法虽以自动驾驶为例,但可直接应用于其他以虚拟测试为核心的道路安全与监管决策场景。

原文摘要 · Abstract (English)

Simulation is increasingly used to support safety-related decision-making in road transport, particularly for the assessment and approval of automated driving systems (ADS). The complexity of ADS behavior and size of their operational design domains make exclusive reliance on physical testing impractical, leading to extensive use of virtual testing (VT) during the approval phase. This shift raises critical questions regarding the credibility of modelling and simulation (M&S) results used to support road safety decisions. Current VT accreditation approaches in the ADS domain typically rely on validation-only practices, which have been shown to scale poorly when applied to complex, multi-tool simulation environments. To address this limitation, this paper proposes a risk-based framework for assessing the credibility of simulation toolchains used in ADS safety evaluation, drawing inspiration from established practices in other safety-critical domains, notably NASA's STD-7009 for models and simulations. The framework extends traditional verification and validation (V&V) by explicitly linking credibility requirements to the intended use of simulation outputs and to the safety criticality of the decisions they support within the approval process. It provides a lifecycle-oriented assessment scheme integrating toolchain management, modelling assumptions and limitations, verification, validation, and sensitivity analysis. Credibility acceptance thresholds are defined proportionally, allowing differentiated requirements depending on whether simulation is used for exploratory safety analysis, partial decision support, or as a substitute for physical testing. While demonstrated for ADS, the proposed approach is directly applicable to road safety and simulation studies where VT plays a central role in safety assessment and regulatory decision-making.

自动驾驶仿真可信度风险评估安全认证

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