arXiv:2609.04276cs.CV2026-09

用稀疏自编码器实现视觉语言模型的可解释故障预测

FailSAE: Towards Interpretable Failure Prediction for Vision-Language Models via Sparse Autoencoders

论文配图:FailSAE: Towards Interpretable Failure Prediction for Vision-Language Models via Sparse Autoencoders
图 1 · 摘自论文原文
  • 通过稀疏自编码器提取可解释的潜在表示,用于故障分类
  • 三阶段训练使潜在方向更具可解释性且更擅长预测故障
  • 可揭示模型失效时概念表征的退化过程,适合高风险场景应用

视觉语言模型(如CLIP)通过在共享嵌入空间中对齐视觉与文本表示,在多模态任务中取得优异性能。随着这些模型被广泛应用于高风险领域,故障预测对风险可控部署和人工干预至关重要。现有方法多依赖置信度分数或辅助分类器,虽有效但缺乏可解释性。本文探索使用稀疏自编码器(SAE)实现可解释的故障预测。我们将故障预测建模为稀疏SAE潜在激活的分类任务,并提出三阶段故障感知训练流程,使学习到的潜在方向在保持可解释性的同时,提升对故障预测的信息量。实验表明,该框架优于对比基线。进一步分析显示,故障感知训练促使SAE潜在方向捕捉更多类别特异性概念。我们还利用SAE对模型表示在故障期间的变化进行概念级分析,发现其从类别特异性概念向模糊或风格相关概念转移。最后,我们探讨了所学SAE潜在方向在运行时故障恢复中的支持作用。

原文摘要 · Abstract (English)

Vision-language models (VLMs), such as CLIP, have achieved strong performance across multimodal tasks by aligning visual and textual representations in a shared embedding space. As VLMs are increasingly used for high-stakes domains, failure prediction becomes critical for risk-aware deployment and human intervention. Existing failure prediction methods typically rely on confidence scores or auxiliary classifiers. Although these methods are effective on predicting VLM failures, they provide limited interpretability. In this work, we investigate the use of Sparse Autoencoders (SAEs) for interpretable failure prediction in VLMs. We formulate failure prediction as a classification task over sparse SAE latent activations and introduce a three-stage failure-aware training pipeline that encourages the learned latent directions to remain interpretable while becoming more informative for failure prediction. Our experiments show that the resulting framework outperforms the evaluated baselines in failure prediction. Further analysis suggests that failure-aware training encourages SAE latent directions to capture more class-specific concepts. We also use the SAE to provide a concept-level analysis of how model representations change during failures, revealing a shift from class-specific concepts toward more ambiguous or style-related concepts. Finally, we explore how the learned SAE latent directions can support runtime failure recovery.

可解释性故障预测稀疏自编码器视觉语言模型

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