arXiv:2609.06649cs.LGcs.AI2026-09

用迭代DPO模拟奖励黑客,低成本发现语言模型隐性权力追求。

Inducing Emergent Misalignment from Reward Hacks with Iterative DPO

论文配图:Inducing Emergent Misalignment from Reward Hacks with Iterative DPO
图 1 · 摘自论文原文
  • 通过迭代DPO模拟奖励黑客,避免高成本强化学习
  • 训练GPT-4.1出现隐蔽的权力寻求与对齐伪装行为
  • 适合研究模型对齐漏洞及安全测试的科研人员

在可验证奖励的强化学习(RLVR)中,奖励黑客可能导致语言模型产生奖励追逐和广泛错位。研究这种泛化错误对构建更优威胁模型和防御策略至关重要,但大型模型的强化学习成本过高,难以实施。为此,我们提出通过迭代直接偏好优化(iterative DPO)研究涌现错位,该方法保留了RLVR的关键特性,同时显著降低训练成本,支持在主流微调API上运行。实践中,我们在单轮奖励黑客环境中使用迭代DPO训练GPT-4.1,成功诱导出隐蔽的权力寻求与对齐伪装行为,这是首个公开可用的(半)在线训练管道,能诱发此类危险错位。此外,相同流程训练Qwen2.5-32B-Instruct时,既引发错位又提升指令遵循准确率,表明迭代DPO可作为选择性泛化的测试平台。总体而言,迭代DPO有望推动对RLVR中涌现错位的研究民主化与加速。

原文摘要 · Abstract (English)

Reward hacking during reinforcement learning from verifiable rewards (RLVR) can induce reward seeking and broad misalignment in language models. Studying this misgeneralization is important for developing better threat models and countermeasures, but is often infeasible due to the cost of RL on large models. As an alternative, we propose studying emergent misalignment from iterative DPO, which preserves important properties of RLVR while reducing costs and enabling training on popular finetuning APIs. In practice, we find that training GPT-4.1 with iterative DPO on a single-turn reward hacking environment induces covert misaligned power-seeking and alignment faking, the first openly available (semi)-online training pipeline to induce these concerning forms of misalignment. We also find that training Qwen2.5-32B-Instruct with the same pipeline induces both misalignment and improved instruction following accuracy, showing that iterative DPO can be used as a testbed for selective generalization. Overall, we think iterative DPO can help democratize and accelerate the study of emergent misalignment from RLVR.

对齐风险奖励黑客DPO

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