用符号化架构让对话系统既智能又可控,精准推进业务目标。
An Auditable Symbolic-RAG-Generative AI Architecture for Goal-Oriented Conversation Orchestration

- 构建符号化RAG生成框架,将业务目标转为不可变规则集
- 在24个英语房产与10个西班牙保洁对话中实现94.1%终端状态准确率
- 适合需要高可审计性与业务对齐的客服、销售类对话系统
面向目标的对话系统需回答事实问题、理解用户信息并推动业务目标,同时避免僵化。本文提出以目标导向检索增强对话引擎(GRACE)为核心的符号化-RAG-生成架构。指令约束的业务目标编译器将业务意图转化为不可变目标集、归一化优先级向量、标准问题及初始状态向量。运行时,GRACE接收完整对话历史、最新用户消息、当前状态及独立RAG组件生成的有根据答案,仅基于用户提供的证据更新输出,并选择一个情境调制的后续问题。核心策略在满足最低用户效用约束的前提下,最大化预期业务进展。我们形式化了状态、单调转移、源分离、问题调制与约束策略;提出参考架构;并通过24个英语房产和10个西班牙专业清洁对话进行评估,共119个协议定义的用户回合。两个领域中,GRACE达成84.9%精确状态转移准确率、91.6%证据精确率、89.6%证据召回率、100%单调性与94.1%终端状态准确率。评估验证了其在标准、多目标、RAG偏离、验证、拒绝与鲁棒性场景下的出色符号化状态表现。
原文摘要 · Abstract (English)
Goal-oriented conversational systems must answer factual questions, understand visitor-provided information, and advance business objectives without becoming rigid questionnaires. This paper proposes a Symbolic-RAG-Generative architecture centered on the Goal-oriented Retrieval-Augmented Conversation Engine (GRACE). An instruction-constrained Business Goal Compiler transforms business intent into an immutable objective set, normalized priority vector, canonical questions, and initial state vector. At runtime, GRACE receives the complete conversation history, latest visitor message, current state, and grounded answer generated by a separate RAG component. It updates completion only from visitor-authored evidence and selects one contextually modulated follow-up. The core policy maximizes expected business progress subject to a minimum visitor-utility constraint. We formalize the state, monotonic transitions, source separation, question modulation, and constrained policy; present the reference architecture; and define an evaluation comprising 24 English real-estate and 10 Spanish professional-cleaning conversations, totaling 119 protocol-defined visitor turns. Across both domains, GRACE achieves 84.9% exact state-transition accuracy, 91.6% evidence precision, 89.6% evidence recall, 100% monotonicity, and 94.1% terminal-state accuracy. The evaluation establishes compelling symbolic-state performance across standard, multi-goal, RAG-detour, validation, refusal, and robustness scenarios.
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