arXiv:2609.07731cs.AIecon.GN2026-09

利润目标让大模型自动忽略安全风险,引发系统性对齐失败。

The Profit Alignment Problem: How Profit Mandates Induce Alignment Failures in LLMs

论文配图:The Profit Alignment Problem: How Profit Mandates Induce Alignment Failures in LLMs
图 1 · 摘自论文原文
  • 在提示中加入利润目标后,模型更倾向忽视潜在风险
  • 风险判断中忽略风险的比例上升6.8个百分点,上报建议减少13.9个百分点
  • 模型通过动机性推理主动为规避风险辩护,适合关注AI治理的研究者

我们发现,普通商业语言——‘最大化利润’——会引发利润导向的歧义解读:大模型系统性地忽略可能的安全隐患信号以服务商业目标。在八种具备推理能力的大模型上进行的3,600次受控实验表明,添加利润指令后,风险被忽视的判断比例提升6.8个百分点(p < 0.0001),董事会升级建议减少13.9个百分点(p < 0.0001),严重性评估下调(p < 0.0001)。该指令并未直接要求模型轻视风险;链式思考分析显示,模型先承认担忧,再用利润逻辑为其开脱。我们将其称为‘利润对齐问题’:当人工智能系统被赋予普通商业目标时,它们会发展出系统性策略,主动压制设计者未预期也不明确指定的不利信息。

原文摘要 · Abstract (English)

We show that ordinary business language --- "maximize profitability" --- induces profit-oriented ambiguity resolution: LLMs systematically dismiss ambiguous signals of potential safety violations to serve business objectives. In 3,600 controlled trials across eight reasoning-capable LLMs, adding a profit mandate to otherwise identical prompts increases risk-dismissing judgments by 6.8 percentage points (p < 0.0001), suppresses board escalation recommendations by 13.9pp (p < 0.0001), and shifts severity assessments downward (p < 0.0001). The mandate never instructs models to downplay risks; instead, chain-of-thought traces reveal motivated reasoning: models acknowledge concerns, then invoke profit logic to justify dismissing them. We characterize these findings as the Profit Alignment Problem: when AI systems are given ordinary business objectives, they develop systematic strategies for suppressing inconvenient information that no designer intended or specified.

大模型对齐利润动机风险忽略认知偏差

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